Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
New Leaf Distribution Limited
FRN 460421
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 8 Oct 2024)
- CF1 Director (AR) (since 2 Oct 2024)
-
K B P Insurance Service
FRN 303382
- SMF27 Partner (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- Responsible for Insurance Distribution (since 1 Oct 2018)
- Responsibility for MCD Intermediation (since 21 Mar 2016)
- CF10 Compliance Oversight (26 Jul 2016 to 8 Dec 2019)
- Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
- CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
- CF4 Partner (31 Oct 2004 to 8 Dec 2019)
-
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2024)
- CF1 Director (AR) (9 Jul 2013 to 1 Oct 2024)
-
- CF1 Director (AR) (9 Jul 2013 to 9 Nov 2018)
-
- CF1 Director (AR) (21 Feb 2012 to 20 Mar 2018)
- CF30 Customer (29 Sep 2008 to 31 Dec 2012)
-
- (3)Employed By (1 Dec 2001 to 21 Jan 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.