Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 8 Oct 2024)
    • CF1 Director (AR) (since 2 Oct 2024)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 21 Mar 2016)
    • CF10 Compliance Oversight (26 Jul 2016 to 8 Dec 2019)
    • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
    • CF8 Apportionment and Oversight (31 Oct 2004 to 31 Mar 2009)
    • CF4 Partner (31 Oct 2004 to 8 Dec 2019)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Oct 2024)
    • CF1 Director (AR) (9 Jul 2013 to 1 Oct 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF1 Director (AR) (9 Jul 2013 to 9 Nov 2018)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (21 Feb 2012 to 20 Mar 2018)
    • CF30 Customer (29 Sep 2008 to 31 Dec 2012)
  • Keith Palmer (no longer approved here)

    FRN 215029

    • (3)Employed By (1 Dec 2001 to 21 Jan 2003)

Recent activity

Updates to this individual's record on the FCA register.

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