Quilter Mortgage Planning Limited

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David Tarbotton
IRN DXT01393
- CF1 Director (AR) (8 Jan 2014 to 24 Mar 2014)
David Thomas Hughes
IRN DTH00022
- CF1 Director (AR) (7 Mar 2013 to 17 Sep 2018)
David Thomas Ross
IRN DTR01019
- CF1 Director (AR) (24 Dec 2020 to 4 May 2021)
David Thompson
IRN DXT00019
- CF4 Partner (AR) (24 Jun 2013 to 5 May 2020)
David Tudor Price
IRN DXP12013
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2023)
- CF1 Director (AR) (5 Mar 2019 to 31 Jan 2023)
David Vincent William Alison
IRN DVA01003
- CF1 Director (AR) (1 Jun 2007 to 30 Apr 2008)
David White
IRN DXW01521
- CF1 Director (AR) (17 Dec 2008 to 17 Oct 2010)
David William Bee
IRN DWB00016
- CF1 Director (AR) (30 Jul 2015 to 2 Jun 2021)
David William Warnock
IRN DXW00101
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
Dawn Angela Gale
IRN DAG01149
- CF1 Director (AR) (since 4 May 2016)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.