David Vincent William Alison

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (1 Jun 2007 to 30 Apr 2008)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF21 Investment Adviser (2 Mar 2004 to 15 Dec 2004)
- CF22 Investment Adviser (Trainee) (30 Dec 2002 to 2 Mar 2004)
The Whitechurch Network Limited (no longer approved here)
FRN 190859
- CF21 Investment Adviser (14 Jun 2002 to 9 Jun 2003)
- CF1 Director (AR) (14 Jun 2002 to 9 Jun 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Jun 2002)
Alison & Associates Ltd (no longer approved here)
FRN 194723
- Employed By (14 Jun 2002 to 15 May 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.