David Thompson

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 17 Mar 2022)
    • [FCA CF] Client dealing (since 17 Mar 2022)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • Appointed representative dealing with clients for which they require qualification (2 Jul 2020 to 31 Mar 2022)
    • CF30 Customer (29 Jun 2020 to 31 Mar 2022)
    • CF4 Partner (AR) (29 Jun 2020 to 31 Mar 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF4 Partner (AR) (24 Jun 2013 to 5 May 2020)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF4 Partner (AR) (11 Jun 2013 to 5 May 2020)
    • CF30 Customer (11 Jun 2013 to 5 May 2020)
  • Tag Wealth Management (no longer approved here)

    FRN 601628

    • Employed By (11 Jun 2013 to 5 May 2020)

Recent activity

Updates to this individual's record on the FCA register.

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