Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
Senator House85 Queen Victoria StreetLondonEC4V 4ABUNITED KINGDOM- Phone
- +442075625800
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Complaints Contact
Quilter Financial Planning Complaints DepartmentSunderlandSR43 4JRUNITED KINGDOM- Phone
- +448081415077
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Buy-to-Let Mortgage Advice
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Buy-to-Let Mortgage Arranging
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Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Advice
For Customer, Regulated mortgage contract
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Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
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Mortgage Arranging
For Customer, Regulated mortgage contract
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Buy-to-Let Start Date
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Buy-to-Let Status
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Credit Brokering
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Debt Advice
Show 1 limitation Hide limitations
- · This permission is limited to debt counselling with no debt management activity
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Mortgage Setup
For Customer, Regulated mortgage contract
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Investment Setup
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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Alan Hoskings
IRN AXH02402
- CF1 Director (AR) (19 Jun 2013 to 29 Oct 2014)
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Alan James Gardiner
IRN AJG01419
- CF1 Director (AR) (6 Sep 2016 to 8 Nov 2018)
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Alan Jones
IRN AXJ00033
- CF1 Director (AR) (17 Sep 2015 to 30 Apr 2020)
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Alan Lazenby
IRN AXL00095
- CF1 Director (AR) (9 Jul 2015 to 14 Oct 2015)
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Alan Lyne
IRN ADL01077
- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Sep 2022)
- CF1 Director (AR) (4 Nov 2008 to 30 Sep 2022)
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Alan Macdonald
IRN AXM02600
- CF1 Director (AR) (8 Aug 2008 to 19 Oct 2012)
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Alan Monti
IRN AXM00728
- Appointed representative dealing with clients for which they require qualification (1 Aug 2021 to 30 Sep 2022)
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Alan Peter Miller
IRN APM00066
- CF1 Director (AR) (30 Jan 2009 to 13 Jul 2010)
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Alan Raymond Poole
IRN ARP00002
- CF4 Partner (AR) (27 Mar 2015 to 31 Jul 2018)
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Alan Roy Pearson
IRN ARP00032
- CF1 Director (AR) (28 Aug 2014 to 11 Mar 2021)
- CF4 Partner (AR) (31 May 2006 to 13 Dec 2013)
Appointed representatives
Smaller firms operating under this firm's FCA authorisation.
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.