Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

Dereck Roalfe
IRN DLR00010
- (1354)CF1 Director (AR) (21 Aug 2015 to 1 Dec 2021)
Derek Davies
IRN DXD00031
- (1985)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
- (1984)[FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
Derek Edward Reading
IRN DXR00076
- (529)CF1 Director (AR) (22 Sep 2015 to 16 Jun 2016)
Derek Evans
IRN DXE01241
- (547)CF1 Director (AR) (12 Aug 2013 to 29 Apr 2015)
Derek Gunningham
IRN DXG00013
- (2026)CF1 Director (AR) (26 Jun 2019 to 24 Sep 2021)
Derek Jamieson
IRN DAJ00027
- (2183)Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 27 Aug 2021)
Derek Ohlendorf
IRN DRO01026
- (538)[FCA CF] Manager of certification employee (since 1 Sep 2020)
Derek Osborne
IRN DXO00004
- (2052)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Mar 2020)
- (2053)CF1 Director (AR) (3 Mar 2015 to 26 Mar 2020)
Dermot O'Sullivan
IRN DXO01298
- (505)CF1 Director (AR) (22 May 2013 to 22 Nov 2016)
Desmond Glyn Thomas
IRN DGT01040
- (2178)CF1 Director (AR) (12 Oct 2017 to 2 Sep 2024)

Smaller firms operating under this firm's FCA authorisation.

Geoffrey Leaver Wealth Management Ltd (no longer appointed)
FRN 602737 · Appointed 18 Jul 2013 · Until 19 Jul 2013
Financial Advice Group Limited (no longer appointed)
FRN 602735 · Appointed 18 Jul 2013 · Until 2 Jan 2019
Sporting Partnership Financial Services Ltd (no longer appointed)
FRN 604565 · Appointed 17 Jul 2013 · Until 14 Sep 2020
Sandling Financial Limited (no longer appointed)
FRN 539525 · Appointed 17 Jul 2013 · Until 3 May 2014
Quickstyle Consultancy Ltd (no longer appointed)
FRN 604155 · Appointed 17 Jul 2013 · Until 19 Nov 2020
Russell Brown (no longer appointed)
FRN 231194 · Appointed 16 Jul 2013 · Until 3 Jul 2023
Complete Mortgage Services.co.uk (no longer appointed)
FRN 497711 · Appointed 15 Jul 2013 · Until 18 Jun 2019
Financial Perspectives Limited (no longer appointed)
FRN 539213 · Appointed 15 Jul 2013 · Until 31 Mar 2022
Mark Goulding (no longer appointed)
FRN 603678 · Appointed 12 Jul 2013 · Until 6 Apr 2021
Dr Bjorn Drobak (no longer appointed)
FRN 569071 · Appointed 11 Jul 2013 · Until 11 Nov 2015

Updates to this firm's record on the FCA register.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.