Quilter Mortgage Planning Limited

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Mortgage Arranging

For Customer, Regulated mortgage contract
Credit Brokering
Debt Advice
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- · This permission is limited to debt counselling with no debt management activity
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

David James Stringer
IRN DJS00174
- (1207)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (1208)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- (1209)CF1 Director (AR) (since 15 Mar 2013)
David Jameson Hall
IRN DXH00098
- (1327)CF1 Director (AR) (8 May 2007 to 20 Nov 2017)
- (1326)CF4 Partner (AR) (12 May 2006 to 8 May 2007)
David Jane
IRN DXJ00035
- (1996)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2023)
David Jeffery Andrews
IRN DJA01122
- (2697)CF1 Director (AR) (22 Sep 2010 to 7 Mar 2011)
David John Barker
IRN DJB01420
- (391)CF4 Partner (AR) (10 Oct 2008 to 8 May 2012)
David John Craven
IRN DJC00009
- (1129)CF1 Director (AR) (since 31 Mar 2013)
David John Cresswell
IRN DJC01349
- (2490)CF4 Partner (AR) (22 Feb 2017 to 30 Nov 2018)
David John Dalziel
IRN DJD01208
- (767)CF1 Director (AR) (27 Sep 2012 to 3 Apr 2025)
David John Donovan
IRN DXD00062
- (408)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (407)21. Advising or arranging (bringing about) equity release transactions
- (409)Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
David John Dunworth
IRN DJD00038
- (570)CF1 Director (AR) (7 Nov 2013 to 27 Jul 2015)

Smaller firms operating under this firm's FCA authorisation.

Riverside Financial Solutions LLP (no longer appointed)
FRN 517065 · Appointed 26 Apr 2013 · Until 24 Feb 2018
RJM & Associates (Hampton) Ltd (no longer appointed)
FRN 572289 · Appointed 26 Apr 2013 · Until 2 Dec 2013
Acquire your Business Limited (no longer appointed)
FRN 524895 · Appointed 26 Apr 2013 · Until 20 Jul 2022
The Excell Partnership LLP (no longer appointed)
FRN 498668 · Appointed 26 Apr 2013 · Until 22 Apr 2022
A S Business Consultants Ltd (no longer appointed)
FRN 503726 · Appointed 26 Apr 2013 · Until 23 Nov 2020
Westland Financial Limited (no longer appointed)
FRN 599704 · Appointed 25 Apr 2013 · Until 14 Jul 2014
Desmond Richards (no longer appointed)
FRN 526188 · Appointed 22 Apr 2013 · Until 31 May 2019
Evans & Associates Financial Planning Ltd (no longer appointed)
FRN 517147 · Appointed 18 Apr 2013 · Until 16 Dec 2013
Quilter Private Client Advisers Limited (no longer appointed)
FRN 227836 · Appointed 18 Apr 2013 · Until 16 Apr 2025
Bespoke Financial Services Ltd (no longer appointed)
FRN 490636 · Appointed 17 Apr 2013 · Until 31 Dec 2014

Updates to this firm's record on the FCA register.

12 hours ago
controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)
12 hours ago
controlled function added: (1504)CF1 Director (AR)
12 hours ago
controlled function added: (1503)SMF11 Chair of the Audit Committee
12 hours ago
controlled function added: (1502)CF1 Director (AR)
12 hours ago
controlled function added: (1501)Appointed representative dealing with clients for which they require qualification
12 hours ago
controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
12 hours ago
controlled function added: (1499)CF1 Director (AR)
12 hours ago
controlled function added: (1498)CF1 Director (AR)
12 hours ago
controlled function added: (1497)CF1 Director (AR)
12 hours ago
controlled function added: (1496)Appointed representative dealing with clients for which they require qualification

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.