Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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QUILTER FINANCIAL SERVICES LIMITED
FRN 440703
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
- CF30 Customer (since 4 Jun 2025)
- CF1 Director (AR) (since 4 Jun 2025)
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QUILTER WEALTH LIMITED
FRN 217742
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 7. Giving personal recommendations on long-term care insurance contracts
- 11. Pension transfer specialist
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 1 Nov 2007)
- CF1 Director (AR) (since 14 Dec 2004)
- CF21 Investment Adviser (14 Dec 2004 to 31 Oct 2007)
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Quilter Mortgage Planning Limited
FRN 440718
- CF1 Director (AR) (since 31 Mar 2013)
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Craven Slater & Associates Ltd
FRN 230194
- Employed By (since 22 Dec 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.