David John Dunworth

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

QUILTER WEALTH LIMITED (no longer approved here)
FRN 217742
- CF1 Director (AR) (7 Nov 2013 to 27 Jul 2015)
- CF30 Customer (2 Apr 2012 to 27 Jul 2015)
Quilter Mortgage Planning Limited (no longer approved here)
FRN 440718
- CF1 Director (AR) (7 Nov 2013 to 27 Jul 2015)
Charles Derby Private Clients Ltd (no longer approved here)
FRN 608110
- Employed By (7 Nov 2013 to 27 Jul 2015)
QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 440703
- CF30 Customer (10 Mar 2011 to 1 Apr 2012)
Charles Derby Wealth Management Limited (no longer approved here)
FRN 535816
- Employed By (10 Mar 2011 to 27 Jul 2015)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.