Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • LWM10 LTD (no longer approved here)

    FRN 458204

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2024)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2024)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Feb 2008 to 5 Mar 2010)
    • CF1 Director (AR) (8 May 2007 to 20 Nov 2017)
    • CF4 Partner (AR) (12 May 2006 to 8 May 2007)
    • CF22 Investment Adviser (Trainee) (12 May 2006 to 17 Sep 2006)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (8 May 2007 to 20 Nov 2017)
    • CF4 Partner (AR) (12 May 2006 to 8 May 2007)
  • Westfield Financial Solutions Limited (no longer approved here)

    FRN 451318

    • Employed By (12 May 2006 to 20 Nov 2017)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (5 Apr 2006 to 1 May 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 5 Apr 2006)
  • Park Gate Financial Limited (no longer approved here)

    FRN 191185

    • (7)Employed By (8 Dec 1999 to 1 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function added: (7)Employed By at Park Gate Financial Limited