Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Feb 2024)
- [FCA CF] Functions requiring qualifications (9 Dec 2019 to 10 Feb 2024)
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- CF30 Customer (1 Feb 2008 to 5 Mar 2010)
- CF1 Director (AR) (8 May 2007 to 20 Nov 2017)
- CF4 Partner (AR) (12 May 2006 to 8 May 2007)
- CF22 Investment Adviser (Trainee) (12 May 2006 to 17 Sep 2006)
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- CF1 Director (AR) (8 May 2007 to 20 Nov 2017)
- CF4 Partner (AR) (12 May 2006 to 8 May 2007)
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- Employed By (12 May 2006 to 20 Nov 2017)
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- CF1 Director (AR) (5 Apr 2006 to 1 May 2006)
- CF4 Partner (AR) (1 Jun 2005 to 5 Apr 2006)
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- (7)Employed By (8 Dec 1999 to 1 May 2006)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (7)Employed By at Park Gate Financial Limited