Quilter Mortgage Planning Limited

Date authorised
1 April 2013
Companies House
05495327
Last scraped
18 hours ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Dereck Roalfe

    IRN DLR00010

    • (1354)CF1 Director (AR) (21 Aug 2015 to 1 Dec 2021)
  • Derek Davies

    IRN DXD00031

    • (1985)[FCA CF] Functions requiring qualifications (1 Sep 2020 to 4 Apr 2025)
    • (1984)[FCA CF] Client dealing (1 Sep 2020 to 4 Apr 2025)
  • Derek Edward Reading

    IRN DXR00076

    • (529)CF1 Director (AR) (22 Sep 2015 to 16 Jun 2016)
  • Derek Evans

    IRN DXE01241

    • (547)CF1 Director (AR) (12 Aug 2013 to 29 Apr 2015)
  • Derek Gunningham

    IRN DXG00013

    • (2026)CF1 Director (AR) (26 Jun 2019 to 24 Sep 2021)
  • Derek Jamieson

    IRN DAJ00027

    • (2183)Appointed representative dealing with clients for which they require qualification (1 Mar 2021 to 27 Aug 2021)
  • Derek Ohlendorf

    IRN DRO01026

    • (538)[FCA CF] Manager of certification employee (since 1 Sep 2020)
  • Derek Osborne

    IRN DXO00004

    • (2052)Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 Mar 2020)
    • (2053)CF1 Director (AR) (3 Mar 2015 to 26 Mar 2020)
  • Dermot O'Sullivan

    IRN DXO01298

    • (505)CF1 Director (AR) (22 May 2013 to 22 Nov 2016)
  • Desmond Glyn Thomas

    IRN DGT01040

    • (2178)CF1 Director (AR) (12 Oct 2017 to 2 Sep 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (1505)SMF17 Money Laundering Reporting Officer (MLRO)

  2. controlled function added: (1504)CF1 Director (AR)

  3. controlled function added: (1503)SMF11 Chair of the Audit Committee

  4. controlled function added: (1502)CF1 Director (AR)

  5. controlled function added: (1501)Appointed representative dealing with clients for which they require qualification

  6. controlled function added: (1500)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  7. controlled function added: (1499)CF1 Director (AR)

  8. controlled function added: (1498)CF1 Director (AR)

  9. controlled function added: (1497)CF1 Director (AR)

  10. controlled function added: (1496)Appointed representative dealing with clients for which they require qualification

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