Date authorised
1 April 2013
Companies House
04227837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +4408081712626
  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +4408081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lars Henrik Otterbeck

    IRN LHO01003

    • CF2 Non Executive Director (8 Dec 2010 to 9 May 2013)
  • Lee Alan Freeman

    IRN LAF00011

    • CF30 Customer (3 Nov 2017 to 31 May 2018)
    • CF27 Investment Management (13 Mar 2007 to 31 Oct 2007)
  • Leonardus Adriaan Deist

    IRN LXD24624

    • [FCA CF] Manager of certification employee (20 Apr 2022 to 30 Sep 2022)
    • [FCA CF] Significant management (4 Apr 2022 to 30 Sep 2022)
    • [FCA CF] Material risk taker (4 Apr 2022 to 30 Sep 2022)
  • Lewis Harvey

    IRN LXH00486

    • [FCA CF] Material risk taker (21 Aug 2023 to 20 Sep 2024)
    • [FCA CF] Significant management (21 Aug 2023 to 20 Sep 2024)
  • Louise Williams

    IRN LXW00016

    • SMF3 Executive Director (19 Oct 2021 to 31 Dec 2024)
    • [FCA CF] Material risk taker (1 Jun 2020 to 20 Dec 2021)
  • Marc Robert Andrew Bulstrode

    IRN MRB01205

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Aug 2012)
    • CF3 Chief Executive (7 Apr 2011 to 31 Aug 2012)
    • CF1 Director (7 Jun 2010 to 31 Aug 2012)
  • Marcus Kenneth Brookes

    IRN MKB01023

    • SMF3 Executive Director (since 20 Jan 2025)
    • SMF1 Chief Executive (since 20 Jan 2025)
    • [FCA CF] Functions requiring qualifications (1 Jun 2023 to 20 Jan 2025)
    • [FCA CF] Material risk taker (1 Jul 2022 to 20 Jan 2025)
    • [FCA CF] Significant management (1 Jul 2022 to 20 Jan 2025)
    • [FCA CF] Client dealing (1 Jul 2022 to 20 Jan 2025)
    • [FCA CF] Manager of certification employee (1 Jul 2022 to 20 Jan 2025)
  • Margaret Ammon

    IRN MXA01750

    • SMF16 Compliance Oversight (since 9 Mar 2026)
  • Mark Anthony Leonides Fotiadis

    IRN MAF01102

    • CF30 Customer (2 Apr 2018 to 29 Jun 2018)
  • Mark Beresford Jones

    IRN MBJ01019

    • CF15 Internal Audit (5 Apr 2005 to 4 Aug 2006)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.