Date authorised
1 April 2013
Companies House
04227837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +4408081712626
  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +4408081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Mark Harold Baxter

    IRN MHB01065

    • CF1 Director (27 Jul 2012 to 15 Apr 2014)
  • Mark O'Connell

    IRN MXO01147

    • CF29 Significant management (14 May 2008 to 21 Jun 2010)
  • Mark Oscar Satchel

    IRN MOS01018

    • CF1 Director (12 Aug 2010 to 19 Apr 2018)
  • Mark Richard Middlecott Banham

    IRN MRB01212

    • CF29 Significant management (1 Nov 2007 to 22 Feb 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (4 Oct 2006 to 31 Oct 2007)
  • Martin Gloyne

    IRN MXG00031

    • [FCA CF] Manager of certification employee (1 Jun 2021 to 1 Jan 2022)
    • [FCA CF] Material risk taker (1 Jun 2020 to 1 Jan 2022)
  • Martin Howard Baines

    IRN MHB01015

    • CF3 Chief Executive (22 Oct 2015 to 3 May 2017)
    • CF1 Director (22 Oct 2015 to 18 Nov 2015)
  • Martin O'Malley

    IRN MXO01534

    • CF28 Systems and controls (2 Feb 2015 to 29 Jun 2016)
  • Matthew Charles Burton

    IRN MCB01171

    • CF28 Systems and controls (28 Apr 2016 to 8 Dec 2019)
  • Matthew Hodey

    IRN MXH03255

    • [FCA CF] Significant management (13 Mar 2025 to 31 Dec 2025)
    • [FCA CF] Material risk taker (13 Mar 2025 to 31 Dec 2025)
  • Matthew Leary

    IRN MAL01144

    • [FCA CF] Manager of certification employee (1 Jun 2020 to 7 Apr 2021)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.