Date authorised
1 April 2013
Companies House
04227837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +4408081712626
  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +4408081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Matthew Parrott

    IRN MXP00155

    • [FCA CF] Significant management (since 23 Jan 2023)
    • [FCA CF] Material risk taker (4 Jan 2023 to 23 Jan 2023)
    • [FCA CF] Significant management (9 Feb 2022 to 4 Jan 2023)
  • Maziar Alamouti

    IRN MXA01496

    • [FCA CF] Client dealing (6 Jan 2020 to 24 Jul 2020)
    • CF30 Customer (15 May 2018 to 8 Dec 2019)
  • Melissa Jane Hooper

    IRN MJH01458

    • [FCA CF] Significant management (since 16 Oct 2025)
  • Michael Arnold

    IRN MXA01140

    • CF2 Non Executive Director (26 Jan 2010 to 29 Jun 2016)
  • Michael Jonathan Evans

    IRN MJE01051

    • CF1 Director (3 Jun 2003 to 1 May 2006)
  • Mitchell Dean

    IRN MXD02066

    • SMF3 Executive Director (9 Dec 2019 to 1 Jan 2020)
    • CF1 Director (1 Jan 2013 to 8 Dec 2019)
    • CF10a CASS Oversight function (28 Nov 2012 to 8 Dec 2019)
    • CF28 Systems and controls (30 Apr 2012 to 8 Dec 2019)
  • Moira Kilcoyne

    IRN MXK02784

    • CF2 Non Executive Director (31 Dec 2016 to 8 Dec 2019)
  • Nicholas Ian Emmins

    IRN NXE18599

    • [FCA CF] Material risk taker (1 Jan 2025 to 6 Nov 2025)
    • Director of firm who is not a certification employee or a SMF manager (1 Jan 2025 to 6 Nov 2025)
  • Nicholas Sacre-Hardy

    IRN NXS15530

    • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
    • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
    • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2025)
    • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
  • Nick Poyntz-Wright

    IRN NHP01007

    • CF1 Director (15 Sep 2006 to 30 Jun 2010)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.