Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF1 Chief Executive (since 28 Nov 2024)
    • SMF3 Executive Director (since 28 Nov 2024)
    • [FCA CF] Material risk taker (1 Jan 2023 to 29 Nov 2024)
    • [FCA CF] Manager of certification employee (12 Sep 2022 to 29 Nov 2024)
    • [FCA CF] Significant management (12 Sep 2022 to 29 Nov 2024)
  • Cofunds Limited (no longer approved here)

    FRN 194734

    • CF29 Significant management (15 Feb 2017 to 8 Dec 2019)
    • CF1 Director (24 Mar 2016 to 15 Feb 2017)
  • FIL Investment Services (UK) Limited (no longer approved here)

    FRN 121939

    • CF1 Director (25 Nov 2013 to 30 Oct 2015)
    • CF29 Significant management (6 Dec 2012 to 25 Nov 2013)
  • Financial Administration Services Limited (no longer approved here)

    FRN 122169

    • CF1 Director (25 Nov 2013 to 30 Oct 2015)
    • CF29 Significant management (6 Dec 2012 to 25 Nov 2013)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • CF1 Director (25 Nov 2013 to 30 Oct 2015)
    • CF29 Significant management (6 Dec 2012 to 25 Nov 2013)
  • FIL Life Insurance Limited (no longer approved here)

    FRN 186526

    • CF29 Significant management (6 Dec 2012 to 30 Oct 2015)
  • Quilter Investors Limited (no longer approved here)

    FRN 208543

    • CF10a CASS Oversight function (1 Oct 2011 to 31 Aug 2012)
    • CF3 Chief Executive (7 Apr 2011 to 31 Aug 2012)
    • CF1 Director (7 Jun 2010 to 31 Aug 2012)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.