Date authorised
1 April 2013
Companies House
04227837
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +4408081712626
  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +4408081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • Retail Investment Funds

  • Specialist Investment Funds

  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Share, Spread Bet, Stakeholder pension scheme, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jens Peter Moller-Butcher

    IRN JPM01186

    • [FCA CF] Manager of certification employee (12 Aug 2024 to 31 Mar 2025)
    • [FCA CF] Significant management (12 Aug 2024 to 31 Mar 2025)
    • [FCA CF] Material risk taker (12 Aug 2024 to 31 Mar 2025)
    • [FCA CF] Functions requiring qualifications (12 Aug 2024 to 31 Mar 2025)
  • Jeremy Douglas Charles

    IRN JDC01152

    • CF1 Director (22 Aug 2013 to 30 Jun 2016)
  • Jeremy Mugridge

    IRN JXM34943

    • [FCA CF] Significant management (6 May 2022 to 1 Jun 2025)
  • Jessica Anne Brescia

    IRN JAB01552

    • CF1 Director (18 Feb 2016 to 29 Jun 2018)
    • CF28 Systems and controls (9 Feb 2014 to 25 Jun 2018)
    • CF10 Compliance Oversight (9 Feb 2014 to 25 Jun 2018)
    • CF11 Money Laundering Reporting (9 Feb 2014 to 25 Jun 2018)
  • Joanna Kate Harris

    IRN JXH22552

    • [FCA CF] Material risk taker (since 9 Jan 2026)
    • [FCA CF] Manager of certification employee (since 9 Jan 2026)
    • [FCA CF] Significant management (since 9 Jan 2026)
  • John Charles Amies Wilkinson

    IRN JCW01175

    • [FCA CF] Material risk taker (since 16 Jan 2026)
    • [FCA CF] Significant management (since 16 Jan 2026)
  • John Malcolm Pressdee

    IRN JMP01075

    • CF30 Customer (6 Jan 2012 to 11 Jun 2013)
  • John Roy McKean

    IRN JRM01095

    • CF1 Director (19 Jun 2009 to 31 Jul 2012)
    • CF10 Compliance Oversight (7 Aug 2008 to 31 Jul 2012)
    • CF29 Significant management (3 Jun 2008 to 30 Nov 2008)
  • John William Michael Ventre

    IRN JWV01006

    • CF30 Customer (1 Nov 2007 to 1 Jan 2015)
    • CF27 Investment Management (25 Oct 2007 to 31 Oct 2007)
  • Jonathan Bruce Hemphill

    IRN JBH01108

    • CF3 Chief Executive (1 Nov 2015 to 14 Oct 2015)
    • CF1 Director (1 Nov 2015 to 19 Apr 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.