Quilter Investment Platform Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +448081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sarah Kim Mattison

  IRN SXM35343

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 11 Jun 2021)
• Sarah Margaret Mary Houlston

  IRN SXH88113

  • SMF24 Chief Operations (since 13 Nov 2024)
  • [FCA CF] Significant management (1 Oct 2024 to 15 Nov 2024)
  • [FCA CF] Manager of certification employee (1 Oct 2024 to 15 Nov 2024)
  • [FCA CF] Material risk taker (2 Sep 2024 to 15 Nov 2024)
• Scott Kilgour Goodsir

  IRN SXG01143

  • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2021)
  • CF1 Director (12 Dec 2014 to 8 Dec 2019)
• Simon Davis

  IRN SXD00762

  • [FCA CF] Significant management (since 17 Mar 2025)
• Simon Howard Davies

  IRN SHD01012

  • CF2 Non Executive Director (2 Aug 2013 to 13 Oct 2016)
• Simon John Burgess

  IRN SJB01323

  • CF1 Director (11 Jun 2002 to 1 Apr 2006)
• Simon Mansell

  IRN SXM04836

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 10 Nov 2025)
• Simon Peter Luis Gordon

  IRN SPG01057

  • CF1 Director (1 Dec 2001 to 20 Jun 2003)
• Simon Trevor Lloyd

  IRN STL01011

  • CF1 Director (23 Jan 2009 to 31 Jan 2010)
  • CF28 Systems and controls (7 Jul 2008 to 18 Feb 2009)
  • CF13 Finance (22 Sep 2003 to 23 Jan 2007)
• Simon Vincent Wood

  IRN SVW01008

  • SMF2 Chief Finance (9 Dec 2019 to 30 Sep 2021)
  • SMF24 Chief Operations (9 Dec 2019 to 30 Sep 2021)
  • SMF3 Executive Director (9 Dec 2019 to 30 Sep 2021)
  • CF1 Director (12 Sep 2017 to 8 Dec 2019)

No changes recorded yet.