Quilter Investment Platform Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +448081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Sophia Twine

  IRN SXT00621

  • [FCA CF] Manager of certification employee (20 Nov 2023 to 26 Jul 2024)
• Sophie Emma Ryves

  IRN SXD00496

  • [FCA CF] Manager of certification employee (20 Nov 2023 to 1 Mar 2026)
• Stephen Cady

  IRN SXC02324

  • CF11 Money Laundering Reporting (30 Jul 2012 to 31 May 2016)
• Stephen Charles Gazard

  IRN SCG00005

  • SMF18 Other Overall Responsibility (since 8 Sep 2023)
  • [FCA CF] Material risk taker (1 Apr 2023 to 6 Aug 2024)
  • [FCA CF] Significant management (1 Apr 2023 to 6 Aug 2024)
  • [FCA CF] Manager of certification employee (1 Apr 2023 to 6 Aug 2024)
• Stephen Charles Powell

  IRN SCP01021

  • CF1 Director (1 Dec 2001 to 28 Jan 2008)
• Stephen Jamie Cleverley

  IRN SXC00172

  • [FCA CF] Manager of certification employee (25 Sep 2020 to 18 Jan 2021)
• Steven David Blackbourn

  IRN SDB01088

  • CF17 Significant Mgt (Other Business Operations) (20 Aug 2007 to 31 Oct 2007)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 18 Apr 2007)
• Steven David Levin

  IRN SDL01063

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF1 Chief Executive (since 9 Dec 2019)
  • CF3 Chief Executive (29 Oct 2015 to 8 Dec 2019)
  • CF1 Director (29 Oct 2015 to 8 Dec 2019)
• Steven Isidore Moise Braudo

  IRN SIB01015

  • CF1 Director (18 Jul 2017 to 5 Oct 2018)
  • CF29 Significant management (18 Aug 2016 to 18 Jul 2017)
• Stuart Clark

  IRN SXC01531

  • 14. Managing investments
  • 10. Broker fund adviser
  • [FCA CF] Functions requiring qualifications (since 1 Jan 2025)
  • [FCA CF] Manager of certification employee (since 17 Jul 2023)
  • [FCA CF] Material risk taker (since 1 Jan 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (24 Feb 2014 to 8 Dec 2019)

No changes recorded yet.