Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Investment Platform Limited (no longer approved here)

    FRN 165359

    • SMF3 Executive Director (9 Dec 2019 to 1 Feb 2021)
    • CF1 Director (12 Dec 2014 to 8 Dec 2019)
  • ReAssure Life Limited (no longer approved here)

    FRN 110462

    • SMF3 Executive Director (10 Dec 2018 to 31 Dec 2019)
    • CF1 Director (12 Dec 2014 to 9 Dec 2018)
  • Quilter Life & Pensions Limited (no longer approved here)

    FRN 207977

    • SMF3 Executive Director (10 Dec 2018 to 1 Feb 2021)
    • CF1 Director (12 Dec 2014 to 9 Dec 2018)
  • BNY Mellon Investment Management EMEA Limited (no longer approved here)

    FRN 119196

    • CF30 Customer (1 Nov 2007 to 13 Jan 2012)
    • CF21 Investment Adviser (1 Dec 2006 to 31 Oct 2007)
    • CF27 Investment Management (1 Dec 2001 to 8 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.