Quilter Investment Platform Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +448081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Nicholas Ramsay Dixon

  IRN NRD01027

  • CF1 Director (18 Dec 2008 to 15 Feb 2013)
• Nicholas Sacre-Hardy

  IRN NXS15530

  • SMF4 Chief Risk (13 Jan 2025 to 9 Mar 2026)
  • SMF16 Compliance Oversight (13 Jan 2025 to 9 Mar 2026)
  • [FCA CF] Significant management (15 Jun 2023 to 13 Jan 2025)
  • SMF7 Group Entity Senior Manager (23 Jan 2023 to 15 Jun 2023)
  • [FCA CF] Material risk taker (1 Jan 2022 to 13 Jan 2025)
  • SMF5 Head of Internal Audit (9 Dec 2019 to 11 Jul 2022)
  • CF28 Systems and controls (31 Jul 2019 to 8 Dec 2019)
• Nick Poyntz-Wright

  IRN NHP01007

  • CF3 Chief Executive (7 Jul 2008 to 1 May 2010)
  • CF8 Apportionment and Oversight (21 Jan 2002 to 6 Apr 2006)
  • CF1 Director (1 Dec 2001 to 30 Jun 2010)
• Nicola Jane Dibden

  IRN NJD01119

  • CF11 Money Laundering Reporting (28 May 2008 to 30 Jul 2012)
• Nicola Stronach

  IRN NXS02372

  • [FCA CF] Significant management (30 May 2022 to 12 Aug 2024)
• Nigel Derek Tracy Andrews

  IRN NDA01009

  • CF2 Non Executive Director (16 Nov 2009 to 17 May 2011)
• Nigel Jeffries

  IRN NXJ00162

  • [FCA CF] Material risk taker (17 Nov 2023 to 30 Apr 2024)
• Nonkululeko Merina Cheryl Nyembezi-Heita

  IRN NMN01013

  • CF2 Non Executive Director (9 Mar 2012 to 29 Jun 2016)
• Patrick Henry O'Sullivan

  IRN PHO01015

  • CF2 Non Executive Director (16 Nov 2009 to 29 Jun 2016)
• Paul Brendan Hanratty

  IRN PBH01049

  • CF1 Director (15 Mar 2010 to 1 Nov 2015)

No changes recorded yet.