Quilter Investment Platform Limited

Date authorised
1 April 2013
Companies House
01680071
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Quilter House
    Portland Terrace
    Southampton
    Hampshire
    SO14 7EJ
    UNITED KINGDOM
    Phone
    +448081712626
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter
    Sunderland
    SR43 4JP
    UNITED KINGDOM
    Phone
    +448081712626

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

  • Arranges Asset Safekeeping

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

  • Investment Setup

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
    • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

  • Holds Your Assets

    For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Paul Dark

    IRN PXD00440

    • [FCA CF] Material risk taker (since 20 Mar 2025)
    • [FCA CF] Significant management (since 20 Mar 2025)
  • Paul David Marshall

    IRN PXM01560

    • CF28 Systems and controls (8 Dec 2010 to 30 May 2014)
  • Paul Jonathan Hucknall

    IRN PJH01306

    • SMF18 Other Overall Responsibility (7 Jul 2020 to 1 Oct 2021)
  • Paul Penney

    IRN PXP01385

    • CF1 Director (14 Dec 2012 to 22 Aug 2016)
  • Paul Robert Thomas Miller

    IRN PRM01134

    • CF1 Director (21 Nov 2008 to 30 Jun 2011)
    • CF28 Systems and controls (29 Jul 2008 to 4 Mar 2010)
    • CF10 Compliance Oversight (29 Jul 2008 to 30 Jun 2011)
  • Paul Stephen Matthews

    IRN PSM01104

    • Director of firm who is not a certification employee or a SMF manager (1 Sep 2023 to 23 May 2024)
    • CF2 Non Executive Director (8 Aug 2018 to 8 Dec 2019)
  • Paul William Feeney

    IRN PWF01007

    • SMF7 Group Entity Senior Manager (9 Dec 2019 to 31 Oct 2022)
    • Responsible for Insurance Distribution (1 Oct 2018 to 10 Dec 2018)
    • Responsible for Insurance Mediation (18 Jun 2013 to 30 Sep 2018)
    • CF3 Chief Executive (18 Jun 2013 to 7 Mar 2017)
    • CF1 Director (28 Sep 2012 to 8 Dec 2019)
  • Pauline Jane Colvin

    IRN PJC01222

    • CF1 Director (21 Feb 2008 to 17 Jun 2008)
    • CF28 Systems and controls (1 Nov 2007 to 17 Jun 2008)
    • CF14 Risk Assessment (2 Mar 2007 to 31 Oct 2007)
  • Penny Cole

    IRN PXC00330

    • SMF18 Other Overall Responsibility (since 20 Jan 2022)
    • [FCA CF] Material risk taker (26 May 2021 to 20 Jan 2022)
  • Peter Gerald Bryan

    IRN PGB00015

    • CF13 Finance (15 May 2003 to 1 Dec 2003)
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Recent activity

Updates to this firm's record on the FCA register.

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