Paul Penney

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

ReAssure Life Limited (no longer approved here)
FRN 110462
- CF1 Director (14 Dec 2012 to 22 Aug 2016)
Quilter Investment Platform Limited (no longer approved here)
FRN 165359
- CF1 Director (14 Dec 2012 to 22 Aug 2016)
Quilter Life & Pensions Limited (no longer approved here)
FRN 207977
- CF1 Director (14 Dec 2012 to 22 Aug 2016)
Scottish Widows Unit Trust Managers Limited (no longer approved here)
FRN 122129
- CF1 Director (28 Mar 2011 to 31 Aug 2012)
Scottish Widows Administration Services Limited (no longer approved here)
FRN 139398
- CF3 Chief Executive (14 Aug 2009 to 2 Feb 2012)
- CF1 Director (14 Aug 2009 to 31 Aug 2012)
- Responsible for Insurance Mediation (14 Aug 2009 to 2 Feb 2012)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.