Quilter Investment Platform Limited

• Principal Place of Business

  Quilter House

  Portland Terrace

  Southampton

  Hampshire

  SO14 7EJ

  UNITED KINGDOM

  Phone

  +448081712626

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter

  Sunderland

  SR43 4JP

  UNITED KINGDOM

  Phone

  +448081712626

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Arranges Asset Safekeeping

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Investment Setup

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Manages Your Portfolio

  For Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · Limited to delegated CIS investment management. : Limited to delegated CIS investment management activities for the investment types “Contract for differences (excluding a spread bet, a rolling spot forex contract and a binary bet)”, “Future (excluding a commodity future and rolling spot forex contract)“, “Option (excluding commodity option and option on a commodity future)” and “Rolling spot forex contract”

• Holds Your Assets

  For Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jasmine Suzanne Hildred

  IRN JXB43104

  • [FCA CF] Functions requiring qualifications (12 Jul 2021 to 31 Aug 2024)
• Jennifer Graham

  IRN JXG77385

  • [FCA CF] Functions requiring qualifications (16 Apr 2020 to 10 Oct 2022)
• Jennifer Katherine Davidson

  IRN JXD00315

  • [FCA CF] Manager of certification employee (31 Mar 2023 to 4 Jul 2025)
  • [FCA CF] Material risk taker (31 Mar 2023 to 4 Jul 2025)
  • [FCA CF] Significant management (4 Jul 2022 to 4 Jul 2025)
• Jens Peter Moller-Butcher

  IRN JPM01186

  • [FCA CF] Functions requiring qualifications (1 Jan 2025 to 31 Mar 2025)
  • [FCA CF] Significant management (1 Jan 2025 to 31 Mar 2025)
  • [FCA CF] Material risk taker (1 Jan 2025 to 31 Mar 2025)
  • [FCA CF] Manager of certification employee (1 Jan 2025 to 31 Mar 2025)
• Jeremy Douglas Charles

  IRN JDC01152

  • CF1 Director (12 Sep 2012 to 30 Jun 2016)
• Jeremy Mugridge

  IRN JXM34943

  • [FCA CF] Significant management (6 May 2022 to 26 Jun 2025)
  • [FCA CF] Material risk taker (9 Dec 2019 to 7 Feb 2023)
  • [PRA CF] Significant risk taker or Material risk taker (9 Dec 2019 to 7 Feb 2023)
• Joanna Kate Harris

  IRN JXH22552

  • SMF18 Other Overall Responsibility (since 8 Jan 2026)
• Joanna Niescior

  IRN JXN00199

  • [FCA CF] Functions requiring qualifications (8 Apr 2022 to 9 Apr 2022)
• John Charles Amies Wilkinson

  IRN JCW01175

  • [FCA CF] Material risk taker (since 16 Jan 2026)
  • [FCA CF] Significant management (since 16 Jan 2026)
  • SMF4 Chief Risk (9 Dec 2019 to 15 Jun 2023)
  • SMF16 Compliance Oversight (9 Dec 2019 to 15 Jun 2023)
  • CF10 Compliance Oversight (7 Aug 2017 to 8 Dec 2019)
  • CF28 Systems and controls (7 Aug 2017 to 8 Dec 2019)
• John Easton Gill

  IRN JEG01039

  • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Aug 2023)
  • SMF10 Chair of the Risk Committee (9 Dec 2019 to 31 Aug 2023)
  • CF2 Non Executive Director (10 Jul 2018 to 8 Dec 2019)

No changes recorded yet.