QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Adam Sadler

    IRN AXS04103

    • Appointed representative dealing with clients for which they require qualification (1 Aug 2023 to 16 Apr 2025)
    • CF30 Customer (26 Jun 2023 to 16 Apr 2025)
  • Adam Tucker

    IRN AXT00053

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 27 Jan 2026)
    • CF1 Director (AR) (30 Apr 2009 to 1 Apr 2012)
    • CF30 Customer (30 Apr 2009 to 1 Apr 2012)
  • Adam Warwick

    IRN AXW10525

    • [FCA CF] Significant management (1 Sep 2020 to 1 Sep 2022)
  • Adam Woodward

    IRN APW01119

    • CF30 Customer (1 Nov 2007 to 25 Jul 2008)
    • CF22 Investment Adviser (Trainee) (24 Oct 2007 to 31 Oct 2007)
  • Adelaide Abenaa Densua Afari

    IRN AXA01568

    • Appointed representative dealing with clients for which they require qualification (18 Feb 2025 to 10 Oct 2025)
  • Adele Woolley

    IRN AXW00573

    • [FCA CF] Manager of certification employee (19 Apr 2022 to 9 May 2023)
  • Ademuyiwa Akorede Bakare

    IRN AAB01166

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Nov 2023)
    • CF30 Customer (2 Sep 2017 to 2 Nov 2023)
    • CF1 Director (AR) (2 Sep 2017 to 2 Nov 2023)
  • Adewale Abiose

    IRN AXA00159

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • Appointed representative dealing with clients for which they require qualification (since 8 Nov 2021)
    • CF1 Director (AR) (since 25 Oct 2021)
  • Adil Rizwan Baig

    IRN ARB01304

    • CF30 Customer (21 Apr 2017 to 31 Oct 2018)
  • Adil Shahzad

    IRN AXS01389

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • CF30 Customer (since 19 Jul 2024)
    • [FCA CF] Functions requiring qualifications (since 13 Jul 2024)
    • Appointed representative dealing with clients for which they require qualification (since 13 Jul 2024)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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