Adil Rizwan Baig

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Elite Financial Consulting Ltd

    FRN 529009

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 5 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 5 Feb 2024)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • Appointed representative dealing with clients for which they require qualification (29 Sep 2023 to 25 Jan 2024)
    • CF30 Customer (28 Sep 2023 to 25 Jan 2024)
  • Digby Associates Limited (no longer approved here)

    FRN 631739

    • (3)Employed By (28 Sep 2023 to 25 Jan 2024)
  • Court Ross Financial Management Limited (no longer approved here)

    FRN 131794

    • [FCA CF] Client dealing (9 Dec 2019 to 2 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Oct 2023)
    • CF30 Customer (9 Nov 2018 to 8 Dec 2019)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (21 Apr 2017 to 31 Oct 2018)
  • Rosemount Financial Solutions Ltd (no longer approved here)

    FRN 448935

    • (31)Employed By (21 Apr 2017 to 31 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.