Adam Tucker

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • AFH Independent Financial Services Limited

    FRN 216704

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 30 Jan 2026)
    • [FCA CF] Client dealing (since 30 Jan 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 27 Jan 2026)
    • CF1 Director (AR) (30 Apr 2009 to 1 Apr 2012)
    • CF30 Customer (30 Apr 2009 to 1 Apr 2012)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 27 Jan 2026)
    • CF30 Customer (2 Apr 2012 to 5 Feb 2026)
    • CF1 Director (AR) (2 Apr 2012 to 5 Feb 2026)
  • Clearwater Financial Ltd (no longer approved here)

    FRN 500324

    • Employed By (30 Apr 2009 to 5 Feb 2026)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • CF1 Director (AR) (8 Sep 2003 to 16 Jan 2006)
    • CF21 Investment Adviser (22 Apr 2003 to 16 Jan 2006)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Apr 2003)
  • Clearwater Financial Consultancy (Exeter) Ltd (no longer approved here)

    FRN 228208

    • Employed By (8 Sep 2003 to 16 Jan 2006)
  • Aston Court Chambers Wealth Management Limited (no longer approved here)

    FRN 194725

    • Employed By (1 Dec 2001 to 23 Sep 2003)

Recent activity

Updates to this individual's record on the FCA register.

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