Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Beckett Financial Services Limited
FRN 138104
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 9 Aug 2022)
- [FCA CF] Client dealing (since 9 Aug 2022)
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- [FCA CF] Functions requiring qualifications (1 Apr 2020 to 30 Jun 2022)
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- CF30 Customer (1 Aug 2016 to 11 Jun 2019)
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- CF30 Customer (30 Oct 2009 to 31 Jul 2016)
- CF21 Investment Adviser (9 Dec 2005 to 1 Oct 2007)
- CF22 Investment Adviser (Trainee) (25 Aug 2004 to 9 Dec 2005)
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- (7)Employed By (5 Aug 2008 to 23 Oct 2009)
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- CF30 Customer (5 Aug 2008 to 23 Oct 2009)
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- CF30 Customer (1 Nov 2007 to 25 Jul 2008)
- CF22 Investment Adviser (Trainee) (24 Oct 2007 to 31 Oct 2007)
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- (3)Employed By (24 Oct 2007 to 25 Jul 2008)
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- CF21 Investment Adviser (9 Dec 2005 to 1 Apr 2007)
- CF22 Investment Adviser (Trainee) (25 Aug 2004 to 9 Dec 2005)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function added: (7)Employed By at Wealthspend Limited