QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Geoffrey Baulch

    IRN GXB00121

    • CF30 Customer (1 Nov 2007 to 13 Dec 2007)
    • CF22 Investment Adviser (Trainee) (25 Jul 2007 to 31 Oct 2007)
  • Geoffrey Bernard Marsh

    IRN GBM00009

    • CF30 Customer (7 Nov 2011 to 11 Sep 2013)
  • Geoffrey Corlett

    IRN GXC00041

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
  • Geoffrey Dennerley

    IRN GXD01292

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Mar 2022)
    • CF30 Customer (16 Oct 2014 to 1 Mar 2022)
  • Geoffrey Langford Lewis

    IRN GXL00061

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2022)
    • CF1 Director (AR) (14 Dec 2016 to 14 Jul 2021)
    • CF30 Customer (25 Apr 2016 to 6 Apr 2022)
  • Geoffrey Lloyd Boon

    IRN GLB01055

    • Appointed representative dealing with clients for which they require qualification (17 Feb 2023 to 19 Apr 2023)
    • CF1 Director (AR) (31 Jul 2019 to 19 Apr 2023)
    • CF30 Customer (31 Jul 2019 to 19 Apr 2023)
  • Geoffrey Robins

    IRN GXR00037

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 1 Apr 2021)
    • CF30 Customer (30 Apr 2009 to 1 Apr 2012)
  • Geoffrey Sean Croden

    IRN GSC00022

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 16 Jul 2025)
    • CF30 Customer (since 11 Jul 2025)
    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Aug 2022)
    • CF30 Customer (6 Oct 2018 to 4 Aug 2022)
  • Geoffrey Stewart

    IRN GXS01736

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2022)
    • CF1 Director (AR) (1 Dec 2014 to 10 Mar 2022)
    • CF4 Partner (AR) (24 Feb 2014 to 19 Jun 2020)
    • CF30 Customer (19 Apr 2012 to 10 Mar 2022)
  • Geoffrey William Mahoney

    IRN GWM00005

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 4 Feb 2013)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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