Geoffrey Stewart

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Advies Private Clients LLP

    FRN 937655

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 8 Mar 2022)
    • [FCA CF] Functions requiring qualifications (since 8 Mar 2022)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 10 Mar 2022)
    • CF1 Director (AR) (1 Dec 2014 to 10 Mar 2022)
    • CF4 Partner (AR) (24 Feb 2014 to 19 Jun 2020)
    • CF30 Customer (19 Apr 2012 to 10 Mar 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (1 Dec 2014 to 10 Mar 2022)
    • CF4 Partner (AR) (24 Feb 2014 to 19 Jun 2020)
  • Saldia Ltd (no longer approved here)

    FRN 613573

    • (1)Employed By (20 Nov 2014 to 10 Mar 2022)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (19 Apr 2012 to 10 Mar 2022)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (2 Jun 2009 to 30 Mar 2012)

Recent activity

Updates to this individual's record on the FCA register.

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