QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary David Greenfield

    IRN GDG01039

    • CF1 Director (AR) (since 4 Jun 2025)
  • Gary David Hearn

    IRN GDH00028

    • CF30 Customer (3 Mar 2016 to 13 May 2016)
  • Gary David Shipp

    IRN GDS01097

    • CF30 Customer (5 Apr 2011 to 5 May 2011)
  • Gary Desmond McWilliam

    IRN GDM01050

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Jun 2025)
  • Gary Duffy

    IRN GXD11060

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 4 Jul 2022)
    • CF30 Customer (18 Feb 2019 to 4 Jul 2022)
  • Gary Edward Wooding

    IRN GEW00001

    • CF1 Director (AR) (6 Jul 2017 to 30 Oct 2019)
    • CF30 Customer (7 Sep 2015 to 25 Nov 2015)
  • Gary Elliot

    IRN GXE01092

    • CF30 Customer (1 Nov 2007 to 24 Dec 2009)
    • CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
    • CF1 Director (AR) (31 Jul 2006 to 12 Feb 2009)
    • CF22 Investment Adviser (Trainee) (31 Jul 2006 to 22 Mar 2007)
  • Gary Finn

    IRN GXF00028

    • CF30 Customer (6 Nov 2014 to 14 Mar 2015)
  • Gary Francis Cook

    IRN GFC00001

    • CF1 Director (AR) (15 Oct 2007 to 14 Sep 2010)
  • Gary Frederick Kane

    IRN GXK00015

    • CF30 Customer (1 Nov 2007 to 19 Aug 2011)
    • CF1 Director (AR) (31 May 2007 to 19 Aug 2011)
    • CF22 Investment Adviser (Trainee) (31 May 2007 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.