Gary David Shipp

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • 2 Plan Wealth Management Limited

    FRN 461598

    • 21. Advising or arranging (bringing about) equity release transactions
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Apr 2026)
    • CF30 Customer (since 8 Apr 2026)
    • [FCA CF] Client dealing (3 Jul 2023 to 12 Jul 2023)
    • Appointed representative dealing with clients for which they require qualification (3 Jul 2023 to 9 Oct 2024)
    • [FCA CF] Functions requiring qualifications (3 Jul 2023 to 12 Jul 2023)
    • CF30 Customer (22 Jun 2023 to 4 Nov 2024)
  • Advice on Wealth Ltd

    FRN 215905

    • (2)Employed By (since 8 Apr 2026)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • Appointed representative dealing with clients for which they require qualification (4 Nov 2024 to 27 Feb 2026)
    • [FCA CF] Client dealing (4 Nov 2024 to 27 Feb 2026)
    • CF30 Customer (30 Oct 2024 to 27 Feb 2026)
  • Unique Financial Planning Limited (no longer approved here)

    FRN 216560

    • Employed By (30 Oct 2024 to 27 Feb 2026)
  • TaxAssist Direct Financial Services Limited (no longer approved here)

    FRN 971520

    • (9)Employed By (22 Jun 2023 to 27 Feb 2026)
  • Responsible Life Limited (no longer approved here)

    FRN 610205

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2023)
  • Blueprint Financial Services Ltd (no longer approved here)

    FRN 227242

    • Employed By (27 Feb 2012 to 30 Mar 2012)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (5 Apr 2011 to 5 May 2011)
  • Horizon Financial Solutions Ltd (no longer approved here)

    FRN 455117

    • Employed By (5 Apr 2011 to 5 May 2011)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF30 Customer (28 Jan 2011 to 11 Mar 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.