Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (28 May 2020 to 15 Sep 2021)
- CF30 Customer (21 May 2020 to 15 Sep 2021)
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- Employed By (21 May 2020 to 15 Sep 2021)
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- (5)Employed By (16 Jan 2017 to 28 Jun 2019)
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- CF30 Customer (10 Jul 2015 to 28 Jun 2019)
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- CF30 Customer (9 Mar 2011 to 12 May 2015)
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- CF30 Customer (1 Nov 2007 to 24 Dec 2009)
- CF21 Investment Adviser (22 Mar 2007 to 31 Oct 2007)
- CF1 Director (AR) (31 Jul 2006 to 12 Feb 2009)
- CF22 Investment Adviser (Trainee) (31 Jul 2006 to 22 Mar 2007)
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- CF1 Director (AR) (31 Jul 2006 to 12 Feb 2009)
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- Employed By (18 Aug 2005 to 14 Aug 2006)
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- CF21 Investment Adviser (22 Dec 2004 to 14 Aug 2006)
- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 22 Dec 2004)
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- CF22 Investment Adviser (Trainee) (5 Jul 2004 to 31 Oct 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.