Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • David Dempsey

    FRN 569153

    • 21. Advising or arranging (bringing about) equity release transactions
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 19 Aug 2011)
    • CF1 Director (AR) (31 May 2007 to 19 Aug 2011)
    • CF22 Investment Adviser (Trainee) (31 May 2007 to 31 Oct 2007)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (31 May 2007 to 19 Aug 2011)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF21 Investment Adviser (30 Nov 2005 to 4 Jul 2007)
    • CF1 Director (AR) (8 Mar 2005 to 4 Jul 2007)
    • CF22 Investment Adviser (Trainee) (8 Mar 2005 to 30 Nov 2005)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (21 Jun 2002 to 13 May 2003)
  • Evans Financial Management. (no longer approved here)

    FRN 212869

    • Employed By (21 Jun 2002 to 16 Sep 2002)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.