Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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David Dempsey
FRN 569153
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
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- CF30 Customer (1 Nov 2007 to 19 Aug 2011)
- CF1 Director (AR) (31 May 2007 to 19 Aug 2011)
- CF22 Investment Adviser (Trainee) (31 May 2007 to 31 Oct 2007)
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- CF1 Director (AR) (31 May 2007 to 19 Aug 2011)
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- CF21 Investment Adviser (30 Nov 2005 to 4 Jul 2007)
- CF1 Director (AR) (8 Mar 2005 to 4 Jul 2007)
- CF22 Investment Adviser (Trainee) (8 Mar 2005 to 30 Nov 2005)
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- CF22 Investment Adviser (Trainee) (21 Jun 2002 to 13 May 2003)
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- Employed By (21 Jun 2002 to 16 Sep 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 17 Jan 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.