David Dempsey

Date authorised
1 April 2013
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    20 Parkvale Drive
    Erskine
    Renfrewshire
    PA8 7LD
    UNITED KINGDOM
    Phone
    +4401418120983

  • Complaints Contact

    20 Parkvale Drive
    Erskine
    Renfrewshire
    PA8 7LD
    UNITED KINGDOM
    Phone
    +4401418120983

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Customer

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Dempsey

    IRN DXD01269

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 23 Mar 2021)
    • SMF16 Compliance Oversight (since 8 Apr 2020)
    • Responsibility for MCD Intermediation (since 10 Mar 2020)
    • Responsible for Insurance Distribution (since 10 Mar 2020)
    • [FCA CF] Functions requiring qualifications (23 Mar 2021 to 25 Mar 2021)
  • Gary Frederick Kane

    IRN GXK00015

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 21. Advising or arranging (bringing about) equity release transactions
    • [FCA CF] Functions requiring qualifications (since 23 Mar 2021)
  • Grant Carter

    IRN GXC00537

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Sole trader dealing with clients for which they require qualification (since 9 Feb 2024)
    • [FCA CF] Client dealing (since 9 Feb 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Feb 2024)

Recent activity

Updates to this firm's record on the FCA register.

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