Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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David Dempsey
FRN 569153
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- Sole trader dealing with clients for which they require qualification (since 9 Feb 2024)
- [FCA CF] Client dealing (since 9 Feb 2024)
- [FCA CF] Functions requiring qualifications (since 9 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
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