QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Charles Lewis John Lipman

    IRN CXL00033

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF22 Investment Adviser (Trainee) (9 Mar 2006 to 31 Oct 2007)
    • CF4 Partner (AR) (9 Mar 2006 to 2 Mar 2009)
  • Charles Matthew Hawkes

    IRN CXH00840

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 20 Feb 2026)
    • CF30 Customer (since 30 Jan 2026)
  • Charles Parsons

    IRN CXP00087

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 26 May 2021)
    • CF30 Customer (17 Dec 2013 to 26 May 2021)
  • Charles Richard Wreford

    IRN CRW01106

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Oct 2024)
    • CF30 Customer (13 Jul 2009 to 2 Oct 2024)
  • Charles Robert Davies

    IRN CXD78636

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 12 Nov 2024)
    • CF30 Customer (since 24 Oct 2024)
    • CF1 Director (AR) (since 24 Oct 2024)
  • Charles Sandey

    IRN CXS01800

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 4 Jun 2025)
  • Charles Whitley

    IRN CXW01832

    • CF30 Customer (18 Feb 2016 to 30 Sep 2016)
  • Charles William Jamieson

    IRN CWJ01024

    • CF30 Customer (7 Aug 2017 to 22 Nov 2017)
  • Charles William Lamacraft-Perrett

    IRN CXL14276

    • Appointed representative dealing with clients for which they require qualification (16 Jun 2020 to 19 Nov 2021)
    • CF30 Customer (8 Jun 2020 to 19 Nov 2021)
  • Charlie David Baker

    IRN CXB00981

    • Appointed representative dealing with clients for which they require qualification (20 Sep 2024 to 27 Nov 2025)
    • [FCA CF] Functions requiring qualifications (20 Sep 2024 to 27 Nov 2025)
    • CF30 Customer (5 Sep 2024 to 27 Nov 2025)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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