Charles Lewis John Lipman

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Mr Charles Lipman and Mrs Justine Lipman

    FRN 957835

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 20 Feb 2024)
    • SMF27 Partner (since 18 Jul 2022)
    • Responsibility for MCD Intermediation (since 18 Jul 2022)
    • SMF16 Compliance Oversight (since 18 Jul 2022)
    • Responsible for Insurance Distribution (since 18 Jul 2022)
  • Access Financial Services Limited (no longer approved here)

    FRN 301173

    • [FCA CF] Functions requiring qualifications (28 Jun 2021 to 1 Aug 2022)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Jan 2021)
    • CF4 Partner (AR) (6 May 2010 to 20 Jan 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (1 Nov 2007 to 2 Mar 2009)
    • CF4 Partner (AR) (9 Mar 2006 to 2 Mar 2009)
    • CF22 Investment Adviser (Trainee) (9 Mar 2006 to 31 Oct 2007)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (1 Jun 2005 to 20 Mar 2006)
    • CF4 Partner (AR) (1 Jun 2005 to 20 Mar 2006)
  • Personal Touch Financial Services Limited (no longer approved here)

    FRN 187834

    • CF1 Director (AR) (14 Mar 2005 to 4 Apr 2007)
  • Havering Financial Consultancy (no longer approved here)

    FRN 220911

    • (10)Employed By (25 Nov 2002 to 2 Mar 2009)

Recent activity

Updates to this individual's record on the FCA register.

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