QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
2 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Raymond Hitchcock

    IRN ARH00019

    • CF30 Customer (27 Sep 2013 to 14 Jan 2015)
  • Alan Raymond Neil Wenborn

    IRN ARW00025

    • CF30 Customer (24 Oct 2012 to 21 Apr 2015)
  • Alan Raymond Poole

    IRN ARP00002

    • CF4 Partner (AR) (27 Mar 2015 to 31 Jul 2018)
  • Alan Robert Richardson

    IRN ARR00006

    • CF30 Customer (13 Dec 2019 to 2 Sep 2021)
    • Appointed representative dealing with clients for which they require qualification (13 Dec 2019 to 2 Sep 2021)
  • Alan Roy Pearson

    IRN ARP00032

    • CF1 Director (AR) (28 Aug 2014 to 11 Mar 2021)
    • CF30 Customer (1 Nov 2007 to 2 Jun 2011)
    • CF21 Investment Adviser (7 Aug 2007 to 31 Oct 2007)
    • CF4 Partner (AR) (31 May 2006 to 1 Apr 2012)
    • CF22 Investment Adviser (Trainee) (31 May 2006 to 7 Aug 2007)
  • Alan Taylor

    IRN AXT00058

    • [FCA CF] Functions requiring qualifications (4 Jun 2025 to 19 Dec 2025)
  • Alan Thomas Bateman

    IRN ATB00007

    • CF30 Customer (20 Jul 2015 to 13 Nov 2017)
  • Alan Wedderburn

    IRN AXW00044

    • Appointed representative dealing with clients for which they require qualification (27 Oct 2021 to 7 Apr 2026)
  • Alan West

    IRN AGW00015

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2020)
    • CF30 Customer (30 Dec 2014 to 30 Oct 2020)
  • Alan Whitehead

    IRN APW00017

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Sep 2010)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.