Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • EMET FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 773427

    • [FCA CF] Client dealing (2 Nov 2020 to 1 Sep 2021)
    • [FCA CF] Functions requiring qualifications (2 Nov 2020 to 1 Sep 2021)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Oct 2020)
    • CF30 Customer (30 Dec 2014 to 30 Oct 2020)
  • Alan Farmer (no longer approved here)

    FRN 189023

    • (7)Employed By (19 Dec 2014 to 30 Oct 2020)

Recent activity

Updates to this individual's record on the FCA register.

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