Alan Whitehead

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED

    FRN 440703

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 22 Sep 2010)
  • Quilter Financial Advisers Ltd

    FRN 452529

    • (24)Employed By (since 22 Sep 2010)
  • D.C. PENSIONS & INVESTMENT LTD (no longer approved here)

    FRN 195353

    • CF21 Investment Adviser (25 Oct 2002 to 12 Oct 2004)
  • Allied Luptons Limited (no longer approved here)

    FRN 218436

    • (5)Employed By (25 Oct 2002 to 12 Oct 2004)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Allied Luptons Limited

  2. controlled function added: (5)Employed By at Allied Luptons Limited