QUILTER FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
05506637
Last scraped
1 month ago

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Senator House
    85 Queen Victoria Street
    London
    EC4V 4AB
    UNITED KINGDOM
    Phone
    +442075625800
    Web
    https://www.quilter.com

  • Complaints Contact

    Quilter Financial Planning Complaints Department
    Sunderland
    SR43 4JR
    UNITED KINGDOM
    Phone
    +448081415077

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  • Equity Release Advice

    For Customer, Home reversion plans

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    For Professional, Retail (Investment)

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Equity Release Arranging

    For Customer, Home reversion plans

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Equity Release Setup

    For Customer, Home reversion plans

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Graham Southwell

    IRN GXS00579

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • Appointed representative dealing with clients for which they require qualification (since 4 Jul 2023)
    • CF30 Customer (since 22 Jun 2023)
  • Grahame Mitchell

    IRN GXM00125

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Mar 2021)
    • CF30 Customer (28 Jul 2015 to 1 Apr 2021)
  • Grainger Jones

    IRN GVJ00002

    • CF30 Customer (14 Apr 2015 to 20 Jul 2016)
    • CF1 Director (AR) (14 Apr 2015 to 20 Jul 2016)
  • Grant Fergusson

    IRN GXF00068

    • Appointed representative dealing with clients for which they require qualification (15 May 2025 to 8 Apr 2026)
    • CF30 Customer (28 Apr 2025 to 8 Apr 2026)
  • Grant Robert Pendleton

    IRN GRP00017

    • CF1 Director (AR) (1 Jul 2014 to 3 Jul 2014)
  • Grant Simpson

    IRN GHS01023

    • CF30 Customer (1 Aug 2008 to 1 Jun 2011)
  • Grant Stuart Balfour Corbett

    IRN GSC00009

    • Appointed representative dealing with clients for which they require qualification (23 Mar 2020 to 30 Nov 2022)
    • CF30 Customer (17 Mar 2020 to 30 Nov 2022)
  • Grant Vernon Miles

    IRN GVM00002

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 6 Apr 2021)
    • CF1 Director (AR) (29 May 2009 to 6 Apr 2021)
    • CF30 Customer (1 Nov 2007 to 6 Apr 2021)
    • CF22 Investment Adviser (Trainee) (24 Jan 2007 to 31 Oct 2007)
  • Granville George Stephenson

    IRN GXS00087

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 14 Jul 2023)
    • CF30 Customer (4 Oct 2012 to 14 Jul 2023)
  • Graydon Geoffrey Fisher

    IRN GGF00002

    • CF30 Customer (27 Mar 2009 to 30 Sep 2011)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.