Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 16 Jan 2024)
    • Appointed representative dealing with clients for which they require qualification (since 16 Jan 2024)
    • CF1 Director (AR) (since 28 Dec 2023)
    • CF30 Customer (since 28 Dec 2023)
    • (4)Employed By (since 28 Dec 2023)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (23 Mar 2020 to 30 Nov 2022)
    • CF30 Customer (17 Mar 2020 to 30 Nov 2022)
  • Quilter Private Client Advisers Limited (no longer approved here)

    FRN 227836

    • (221)Employed By (17 Mar 2020 to 30 Nov 2022)
  • Best Practice IFA Group Limited (no longer approved here)

    FRN 223112

    • CF1 Director (AR) (3 Oct 2016 to 7 Mar 2017)
  • Charles Jacques Ltd (no longer approved here)

    FRN 502160

    • Employed By (3 Oct 2016 to 30 Nov 2022)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.