Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • Appointed representative dealing with clients for which they require qualification (15 May 2025 to 8 Apr 2026)
    • CF30 Customer (28 Apr 2025 to 8 Apr 2026)
  • Quilter Financial Advisers Ltd (no longer approved here)

    FRN 452529

    • (453)Employed By (28 Apr 2025 to 8 Apr 2026)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
    • [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
  • Nationwide Building Society (no longer approved here)

    FRN 106078

    • [FCA CF] Manager of certification employee (19 Aug 2019 to 31 Dec 2019)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Sep 2019)
    • CF30 Customer (7 Nov 2014 to 6 Mar 2016)
    • CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)

Recent activity

Updates to this individual's record on the FCA register.

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