Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- Appointed representative dealing with clients for which they require qualification (15 May 2025 to 8 Apr 2026)
- CF30 Customer (28 Apr 2025 to 8 Apr 2026)
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- (453)Employed By (28 Apr 2025 to 8 Apr 2026)
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- [FCA CF] Client dealing (1 Feb 2024 to 4 Nov 2024)
- [FCA CF] Functions requiring qualifications (1 Feb 2024 to 4 Nov 2024)
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- [FCA CF] Manager of certification employee (19 Aug 2019 to 31 Dec 2019)
- [FCA CF] Functions requiring qualifications (7 Mar 2016 to 8 Sep 2019)
- CF30 Customer (7 Nov 2014 to 6 Mar 2016)
- CF21 Investment Adviser (29 May 2002 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 29 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.