Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Oracle Consultants Ltd
FRN 618258
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
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- [FCA CF] Functions requiring qualifications (4 Nov 2020 to 1 Aug 2025)
- [FCA CF] Client dealing (4 Nov 2020 to 1 Aug 2025)
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- CF30 Customer (1 Nov 2016 to 19 Jan 2018)
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- CF30 Customer (14 Apr 2015 to 20 Jul 2016)
- CF1 Director (AR) (14 Apr 2015 to 20 Jul 2016)
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- CF1 Director (AR) (14 Apr 2015 to 20 Jul 2016)
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- CF1 Director (AR) (31 Aug 2012 to 20 Jul 2016)
- CF30 Customer (8 Apr 2010 to 5 May 2015)
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- (3)Employed By (8 Apr 2010 to 7 May 2015)
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- CF30 Customer (1 Nov 2007 to 19 Apr 2010)
- CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (14 Apr 2004 to 30 Sep 2005)
- CF22 Investment Adviser (Trainee) (21 May 2003 to 14 Apr 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.