Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 27 Jan 2020)
  • Meriden Financial Planning Limited (no longer approved here)

    FRN 815307

    • [FCA CF] Functions requiring qualifications (4 Nov 2020 to 1 Aug 2025)
    • [FCA CF] Client dealing (4 Nov 2020 to 1 Aug 2025)
  • True Potential Wealth Management LLP (no longer approved here)

    FRN 529810

    • CF30 Customer (1 Nov 2016 to 19 Jan 2018)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (14 Apr 2015 to 20 Jul 2016)
    • CF1 Director (AR) (14 Apr 2015 to 20 Jul 2016)
  • Quilter Mortgage Planning Limited (no longer approved here)

    FRN 440718

    • CF1 Director (AR) (14 Apr 2015 to 20 Jul 2016)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • CF1 Director (AR) (31 Aug 2012 to 20 Jul 2016)
    • CF30 Customer (8 Apr 2010 to 5 May 2015)
  • Escom Ltd (no longer approved here)

    FRN 436702

    • (3)Employed By (8 Apr 2010 to 7 May 2015)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (1 Nov 2007 to 19 Apr 2010)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • AFH Independent Financial Services Limited (no longer approved here)

    FRN 216704

    • CF21 Investment Adviser (14 Apr 2004 to 30 Sep 2005)
    • CF22 Investment Adviser (Trainee) (21 May 2003 to 14 Apr 2004)

Recent activity

Updates to this individual's record on the FCA register.

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