Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• David Vincent William Alison

  IRN DVA01003

  • CF21 Investment Adviser (2 Mar 2004 to 15 Dec 2004)
  • CF22 Investment Adviser (Trainee) (30 Dec 2002 to 2 Mar 2004)
• David Warren Cooper

  IRN DWC01089

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF22 Investment Adviser (Trainee) (28 Mar 2007 to 31 Oct 2007)
• David Whitlie

  IRN DRW00011

  • CF30 Customer (1 Nov 2007 to 30 Dec 2010)
  • CF21 Investment Adviser (7 Sep 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Jun 2004 to 7 Sep 2004)
• David Wild

  IRN DXW00143

  • CF30 Customer (1 Nov 2007 to 13 Aug 2010)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
• David William Counsell

  IRN DWC01071

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 20 Apr 2021)
  • CF30 Customer (28 Aug 2009 to 8 Dec 2019)
• David William Cowie

  IRN DWC01083

  • CF30 Customer (1 Nov 2007 to 3 Jun 2009)
  • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (29 Jan 2007 to 1 May 2007)
• David William Fisher Wilson

  IRN DWW00004

  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jul 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (3 Apr 2006 to 6 Jul 2006)
• David William Green

  IRN DWG00009

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Jun 2025)
  • CF30 Customer (11 Mar 2011 to 8 Dec 2019)
• David William Milloy

  IRN DWM01103

  • CF30 Customer (17 Jul 2009 to 31 Dec 2011)
• David Winston Hester

  IRN DWH00032

  • CF30 Customer (1 Nov 2007 to 24 Nov 2009)
  • CF21 Investment Adviser (3 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (12 Nov 2004 to 3 Mar 2005)

• DFP Wealth Management Ltd (no longer appointed)

  FRN 623153 · Appointed 10 Jul 2014 · Until 27 Nov 2020

• Matthew Biggs (no longer appointed)

  FRN 616663 · Appointed 6 Mar 2014 · Until 26 Nov 2020

• Insight Financial Advice Ltd (no longer appointed)

  FRN 607229 · Appointed 11 Sep 2013 · Until 22 Apr 2016

• Furnley House Wealth Management Ltd (no longer appointed)

  FRN 595628 · Appointed 7 Feb 2013 · Until 5 Dec 2014

• Polestar (no longer appointed)

  FRN 594013 · Appointed 10 Jan 2013 · Until 30 Aug 2024

• Southernhay Financial Planning Ltd (no longer appointed)

  FRN 590393 · Appointed 30 Oct 2012 · Until 13 Jan 2016

• Oak Wealth Planning Ltd (no longer appointed)

  FRN 577458 · Appointed 16 Mar 2012 · Until 31 Dec 2017

• Redbourne Wealth Management Ltd (no longer appointed)

  FRN 564064 · Appointed 7 Sep 2011 · Until 16 Apr 2012

• Howarth Financial Services (no longer appointed)

  FRN 196139 · Appointed 10 Jul 2001 · Until 28 Feb 2002

• Cadman Dineen (no longer appointed)

  FRN 195891 · Appointed 14 Jun 2001 · Until 28 Feb 2002

No changes recorded yet.