David William Cowie

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 3 Jun 2009)
    • CF21 Investment Adviser (30 Apr 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (29 Jan 2007 to 1 May 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (3 Dec 2003 to 25 Jan 2007)
    • CF22 Investment Adviser (Trainee) (17 Feb 2003 to 3 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

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