David William Milloy

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

David Milloy Financial Services Ltd
FRN 842523
- 21. Advising or arranging (bringing about) equity release transactions
- 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- [FCA CF] Functions requiring qualifications (since 30 Mar 2021)
- SMF3 Executive Director (since 9 Mar 2020)
- Responsible for Insurance Distribution (since 9 Mar 2020)
- Responsibility for MCD Intermediation (since 9 Mar 2020)
- SMF16 Compliance Oversight (since 9 Mar 2020)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (17 Jul 2009 to 31 Dec 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.