Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Charles Joseph Brady

  IRN CJB00088

  • CF30 Customer (1 Nov 2007 to 10 Feb 2018)
  • CF21 Investment Adviser (2 Mar 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (16 Oct 2003 to 2 Mar 2004)
• Charles Martin Garthwaite

  IRN CMG01073

  • CF1 Director (9 Jul 2010 to 8 Dec 2011)
• Charles McCormick

  IRN CEM00016

  • Appointed representative dealing with clients for which they require qualification (10 Sep 2021 to 4 May 2023)
  • CF30 Customer (5 Feb 2021 to 4 May 2023)
• Charles Michael Crookshank

  IRN CXC00065

  • CF30 Customer (1 Nov 2007 to 17 Feb 2016)
  • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 11 Aug 2005)
• Charles Noel Cannon

  IRN CNC00003

  • CF30 Customer (1 Nov 2007 to 29 Oct 2010)
  • CF21 Investment Adviser (16 May 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (8 Dec 2004 to 16 May 2005)
• Charles Robert Ellis

  IRN CRE00010

  • CF21 Investment Adviser (31 Aug 2005 to 1 Nov 2005)
  • CF22 Investment Adviser (Trainee) (14 Jun 2005 to 31 Aug 2005)
• Charles Robert Oxley

  IRN CRO00004

  • CF22 Investment Adviser (Trainee) (24 Jul 2003 to 20 Apr 2004)
• Charles William Calvert

  IRN CWC00020

  • CF30 Customer (30 Mar 2010 to 3 Apr 2013)
• Charles William Holroyd

  IRN CWH00020

  • CF2 Non Executive Director (16 Jul 2004 to 23 Mar 2006)
  • CF1 Director (1 Dec 2001 to 16 Jul 2004)
• Charles William Roy Mallinder

  IRN CWM00008

  • CF30 Customer (6 Sep 2012 to 23 Feb 2017)

• DFP Wealth Management Ltd (no longer appointed)

  FRN 623153 · Appointed 10 Jul 2014 · Until 27 Nov 2020

• Matthew Biggs (no longer appointed)

  FRN 616663 · Appointed 6 Mar 2014 · Until 26 Nov 2020

• Insight Financial Advice Ltd (no longer appointed)

  FRN 607229 · Appointed 11 Sep 2013 · Until 22 Apr 2016

• Furnley House Wealth Management Ltd (no longer appointed)

  FRN 595628 · Appointed 7 Feb 2013 · Until 5 Dec 2014

• Polestar (no longer appointed)

  FRN 594013 · Appointed 10 Jan 2013 · Until 30 Aug 2024

• Southernhay Financial Planning Ltd (no longer appointed)

  FRN 590393 · Appointed 30 Oct 2012 · Until 13 Jan 2016

• Oak Wealth Planning Ltd (no longer appointed)

  FRN 577458 · Appointed 16 Mar 2012 · Until 31 Dec 2017

• Redbourne Wealth Management Ltd (no longer appointed)

  FRN 564064 · Appointed 7 Sep 2011 · Until 16 Apr 2012

• Howarth Financial Services (no longer appointed)

  FRN 196139 · Appointed 10 Jul 2001 · Until 28 Feb 2002

• Cadman Dineen (no longer appointed)

  FRN 195891 · Appointed 14 Jun 2001 · Until 28 Feb 2002

No changes recorded yet.