Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 7. Giving personal recommendations on long-term care insurance contracts
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 15 Sep 2020)
    • [FCA CF] Client dealing (since 15 Sep 2020)
    • CF30 Customer (16 Nov 2018 to 8 Dec 2019)
  • Quilter Financial Limited (no longer approved here)

    FRN 497604

    • CF30 Customer (9 Nov 2015 to 16 Nov 2018)
  • Continuum (Financial Services) LLP (no longer approved here)

    FRN 617867

    • Employed By (9 Nov 2015 to 16 Nov 2018)
  • Quilter Financial Planning Solutions Limited (no longer approved here)

    FRN 184591

    • CF30 Customer (1 Nov 2007 to 17 Feb 2016)
    • CF21 Investment Adviser (11 Aug 2005 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (25 Feb 2005 to 11 Aug 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.