Quilter Financial Planning Solutions Limited

• Principal Place of Business

  Senator House

  85 Queen Victoria Street

  London

  EC4V 4AB

  UNITED KINGDOM

  Phone

  +442075625800

  Web

  https://www.quilter.com

• Complaints Contact

  Quilter Financial Planning Complaints Department

  Sunderland

  SR43 4JR

  UNITED KINGDOM

  Phone

  +448081415077

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Equity Release Advice

  For Customer, Home reversion plans

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Equity Release Arranging

  For Customer, Home reversion plans

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Debt Advice

  Show 1 limitation Hide limitations

  • · This permission is limited to debt counselling with no debt management activity

• Equity Release Setup

  For Customer, Home reversion plans

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Laurence Alexander Grais

  IRN LAG00005

  • CF21 Investment Adviser (30 Nov 2006 to 7 Nov 2007)
  • CF22 Investment Adviser (Trainee) (22 May 2006 to 30 Nov 2006)
• Laurence Chiappini Wrightson

  IRN LCW01023

  • CF30 Customer (26 Jun 2012 to 7 Jul 2014)
• Laurence Durant Hopper

  IRN LDH00003

  • CF30 Customer (1 Nov 2007 to 12 Dec 2007)
  • CF21 Investment Adviser (22 Sep 2003 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Jul 2003 to 22 Sep 2003)
• Laurence Franklyn Thorne

  IRN LFT00001

  • CF30 Customer (1 Nov 2007 to 8 Sep 2010)
  • CF21 Investment Adviser (7 Mar 2005 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (26 Aug 2004 to 7 Mar 2005)
• Laurence Joseph O'Toole

  IRN LXO00005

  • CF30 Customer (28 Jul 2008 to 31 Dec 2012)
• Laurie Keith Dymock

  IRN LKD00001

  • CF21 Investment Adviser (1 Dec 2001 to 22 Jan 2002)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 22 Jan 2002)
• Lawrence Hainey

  IRN LXH00030

  • CF30 Customer (1 Nov 2007 to 27 Oct 2011)
  • CF21 Investment Adviser (2 Apr 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (15 Jan 2007 to 2 Apr 2007)
• Lee Andrew Lamb

  IRN LAL00001

  • CF30 Customer (15 Sep 2009 to 18 May 2011)
• Lee Anthony Wood

  IRN LAW01036

  • CF30 Customer (1 Nov 2007 to 14 Aug 2009)
  • CF21 Investment Adviser (22 Jun 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (18 Dec 2006 to 22 Jun 2007)
• Lee Barnard

  IRN LRB00009

  • [FCA CF] Client dealing (1 Sep 2020 to 26 Apr 2021)
  • [FCA CF] Significant management (1 Sep 2020 to 26 Apr 2021)
  • [FCA CF] Functions requiring qualifications (1 Sep 2020 to 26 Apr 2021)

• DFP Wealth Management Ltd (no longer appointed)

  FRN 623153 · Appointed 10 Jul 2014 · Until 27 Nov 2020

• Matthew Biggs (no longer appointed)

  FRN 616663 · Appointed 6 Mar 2014 · Until 26 Nov 2020

• Insight Financial Advice Ltd (no longer appointed)

  FRN 607229 · Appointed 11 Sep 2013 · Until 22 Apr 2016

• Furnley House Wealth Management Ltd (no longer appointed)

  FRN 595628 · Appointed 7 Feb 2013 · Until 5 Dec 2014

• Polestar (no longer appointed)

  FRN 594013 · Appointed 10 Jan 2013 · Until 30 Aug 2024

• Southernhay Financial Planning Ltd (no longer appointed)

  FRN 590393 · Appointed 30 Oct 2012 · Until 13 Jan 2016

• Oak Wealth Planning Ltd (no longer appointed)

  FRN 577458 · Appointed 16 Mar 2012 · Until 31 Dec 2017

• Redbourne Wealth Management Ltd (no longer appointed)

  FRN 564064 · Appointed 7 Sep 2011 · Until 16 Apr 2012

• Howarth Financial Services (no longer appointed)

  FRN 196139 · Appointed 10 Jul 2001 · Until 28 Feb 2002

• Cadman Dineen (no longer appointed)

  FRN 195891 · Appointed 14 Jun 2001 · Until 28 Feb 2002

No changes recorded yet.